Securities Litigation

Prior to starting law school, Ms. Valdes worked for the United States Securities and Exchange Commission (SEC). As a former SEC employee, Ms. Valdes has invaluable relationships and knowledge that help her defend her clients in governmental enforcement actions at the federal and state level, SEC and other regulatory investigations, and arbitrations.

Valdes Law Firm, P.A. represents broker-dealers, financial advisors, public and private companies, directors, and other clients in litigation and arbitration related to violations of federal and state securities laws, RICO claims, broker-dealer claims, insider trading, fraud, breach of fiduciary duty, and negligence. We also defend our clients in parallel proceedings such as SEC and FINRA enforcement actions.

Contact us online or by calling (954) 764-7878 to schedule your free consultation today to find out how we can assist you. Hablamos español.